Análisis de la normativa MiFID y perfil del inversor medio bajo sus criterios de evaluación
- Jesús ALBARRAL BAREA
- F. Javier SÁNCHEZ VIDAL
ISSN: 1139-5796
Year of publication: 2021
Issue: 34
Pages: 107-132
Type: Article
More publications in: RUE: Revista universitaria europea
Abstract
The implementation of the MiFID Regulation in the European Banking systems meant a change in the relationship between the financial institutions and their clients. The economic expansion and the subsequent crisis were directly linked to the financial markets and affected collective investment institutions at a national, European and global levels through the losses produced in the value of the investments, and in the deterioration suffered by its reputation. The 2008 financial crisis led to the appearance of the MiFID II regulations due to the need to improve the functioning of financial markets, investment companies and the provision of investment services. The aim of this work is to analyze the implications of the new legislation and to show the results of a descriptive analysis of the average investor affected by this regulation for a local sample.